Filing Details

Accession Number:
0001019056-23-000190
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-28 17:52:43
Reporting Period:
2023-03-24
Accepted Time:
2023-03-28 17:52:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468666 Secureworks Corp SCWX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1070170 Neil Gagnon 1370 Avenue Of The Americas
24Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Acquisiton 2023-03-24 12,635 $8.09 708,994 No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
Common Stock, $0.01 Par Value Per Share Acquisiton 2023-03-24 1,676 $8.09 46,541 No 4 P Indirect By Managing Member as General Partner of Darwin Partnership
Common Stock, $0.01 Par Value Per Share Acquisiton 2023-03-24 1,108 $8.20 422,060 No 4 P Direct
Common Stock, $0.01 Par Value Per Share Acquisiton 2023-03-27 2,372 $8.10 424,432 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Managing Member as General Partner of Gagnon Investment Associates
No 4 P Indirect By Managing Member as General Partner of Darwin Partnership
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share 29,241 Indirect By self as Trustee of Gagnon Securities LLC Profit Sharing Plan
Common Stock, $0.01 Par Value Per Share 101,420 Indirect By Limited Partner of the Family Partnership
Footnotes
  1. Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.