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Home > Insider Trading > Filing (0001053352-11-000077)

Filing Details

Accession Number:: 0001053352-11-000077
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-06-20 13:51:13
Reporting Period:: 2011-06-16

Filing Date:: 2011-06-20
Accepted Time:: 2011-06-20 12:51:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1053352	Heritage Commerce Corp	HTBK	State Commercial Banks (6022)	770469558

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1421984	Toshio Dan Kawamoto	150 Almaden Blvd. San Jose CA 95113	Evp/Chief Adm Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Heritage Commerce Corp - Common Stock	Acquisiton	2011-06-16	2,000	$5.18	14,500	No	4	P	Direct
Heritage Commerce Corp - Common Stock	Acquisiton	2011-06-16	3,000	$5.17	17,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Heritage Commerce Corp - Common Stock	9,388	Indirect	Indirect by IRA

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Heritage Commerce Corp - Common Stock	Non-Qualified Stock Option (right to buy)	$3.22	2009-07-27	2019-07-27	25,000	25,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-07-27	25,000	25,000	Direct

Footnotes

Stock option vests daily in four years.