Filing Details
- Accession Number:
- 0000014693-11-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-20 12:10:18
- Reporting Period:
- 2011-06-17
- Filing Date:
- 2011-06-20
- Accepted Time:
- 2011-06-20 11:10:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 14693 | Brown Forman Corp | BFA, BFB | Beverages (2080) | 610143150 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197232 | Jr S James Welch | 850 Dixie Highway Louisville KY 40210 | Vice Chairman Strategy And Hr | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common | Acquisiton | 2011-06-17 | 9,798 | $24.70 | 14,049 | No | 4 | M | Direct | |
| Class B Common | Disposition | 2011-06-17 | 6,176 | $71.86 | 7,873 | No | 4 | F | Direct | |
| Class B Common | Disposition | 2011-06-17 | 3,622 | $72.42 | 4,251 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-17 | 9,798 | $0.00 | 9,798 | $24.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-05-01 | 2012-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common | 12,451 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class B Common | Non-Qualified Stock Option (right to buy) | $35.83 | 2007-05-01 | 2014-04-30 | 15,958 | 15,730 | Direct |
| Class B Common | Stock Appreciation Rights | $45.53 | 2008-05-01 | 2015-04-30 | 14,754 | 14,754 | Direct |
| Class B Common | Stock Appreciation Right | $55.69 | 2009-05-01 | 2016-04-30 | 8,465 | 8,465 | Direct |
| Class B Common | Stock Appreciation Right | $53.80 | 2010-05-01 | 2017-04-30 | 15,019 | 15,019 | Direct |
| Class B Common | Stock Appreciation Right | $56.58 | 2011-05-01 | 2018-04-30 | 13,785 | 13,785 | Direct |
| Class B Common | Stock Appreciation Right | $43.10 | 2012-05-01 | 2019-04-30 | 19,763 | 19,763 | Direct |
| Class B Common | Stock Appreciation Right | $61.24 | 2013-05-01 | 2020-04-30 | 19,745 | 19,745 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-04-30 | 15,958 | 15,730 | Direct |
| 2015-04-30 | 14,754 | 14,754 | Direct |
| 2016-04-30 | 8,465 | 8,465 | Direct |
| 2017-04-30 | 15,019 | 15,019 | Direct |
| 2018-04-30 | 13,785 | 13,785 | Direct |
| 2019-04-30 | 19,763 | 19,763 | Direct |
| 2020-04-30 | 19,745 | 19,745 | Direct |
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