Filing Details
- Accession Number:
- 0001209191-23-021201
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-27 16:05:02
- Reporting Period:
- 2023-03-23
- Accepted Time:
- 2023-03-27 16:05:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645460 | Cue Biopharma Inc. | CUE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328146 | A Peter Kiener | C/O Cue Biopharma Inc. 40 Guest Street Boston MA 02135 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-23 | 9,682 | $2.86 | 9,682 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-03-23 | 9,325 | $3.28 | 357 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2023-03-23 | 9,682 | $0.00 | 9,682 | $2.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
96,062 | 2023-03-23 | No | 4 | M | Direct |
Footnotes
- Sale to cover exercise price of cashless exercise of stock option.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.20 to $3.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- This Stock Option became exercisable in five equal annual installments beginning March 23, 2017 and is fully vested. This stock option expired on March 23, 2023.