Filing Details
- Accession Number:
- 0001181431-11-038730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-29 17:30:48
- Reporting Period:
- 2011-06-28
- Filing Date:
- 2011-06-29
- Accepted Time:
- 2011-06-29 17:30:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1369076 | A Bruce Crawford | C/O Nanometrics, Inc. 1550 Buckeye Drive Milpitas CA 95035 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-28 | 229 | $7.50 | 40,794 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-28 | 695 | $13.08 | 41,489 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-28 | 924 | $18.32 | 40,565 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-28 | 229 | $0.00 | 229 | $7.50 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-06-28 | 695 | $0.00 | 695 | $13.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,443 | 2016-09-03 | No | 4 | M | Direct | |
12,500 | 2016-11-17 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2010, and amended on September 10, 2010.
- One third (1/3rd) of the shares are fully vested on the date of grant, with the remaining shares vesting (starting on the one year anniversary of the date of grant) at a rate of one twenty-fourth (1/24th) per month until fully vested on September 3, 2012.
- One thirty-sixth (1/36th) of the shares shall vest and become exercisable in equal monthly installments starting on the monthly anniversary of the date of grant (November 17, 2009).