Filing Details
- Accession Number:
- 0001213900-23-022809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-24 16:15:36
- Reporting Period:
- 2022-12-09
- Accepted Time:
- 2023-03-24 16:15:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1772720 | Spruce Power Holding Corp | SPRU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552112 | M. Eric Tech | 1875 Lawrence Street, Suite 320 Denver CO 80202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-12-09 | 9,754 | $0.91 | 1,003,727 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-02-21 | 34,597 | $1.14 | 969,130 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-01 | 65,411 | $0.94 | 903,719 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-02 | 50,470 | $0.88 | 853,249 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-06 | 49,238 | $0.90 | 804,011 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-13 | 59,883 | $0.75 | 744,128 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-21 | 65,496 | $0.82 | 678,632 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,000 | Indirect | See Footnote |
Footnotes
- The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units.
- This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits.
- The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.