Filing Details

Accession Number:
0001213900-23-022809
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-24 16:15:36
Reporting Period:
2022-12-09
Accepted Time:
2023-03-24 16:15:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1772720 Spruce Power Holding Corp SPRU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552112 M. Eric Tech 1875 Lawrence Street,
Suite 320
Denver CO 80202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-12-09 9,754 $0.91 1,003,727 No 4 S Direct
Common Stock Disposition 2023-02-21 34,597 $1.14 969,130 No 4 S Direct
Common Stock Disposition 2023-03-01 65,411 $0.94 903,719 No 4 S Direct
Common Stock Disposition 2023-03-02 50,470 $0.88 853,249 No 4 S Direct
Common Stock Disposition 2023-03-06 49,238 $0.90 804,011 No 4 S Direct
Common Stock Disposition 2023-03-13 59,883 $0.75 744,128 No 4 S Direct
Common Stock Disposition 2023-03-21 65,496 $0.82 678,632 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Indirect See Footnote
Footnotes
  1. The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units.
  2. This reported transaction may constitute short-swing profits under Section 16(b) of the Exchange Act in relation to certain previously reported transactions. The reporting person has calculated profit realized from the transaction and has disgorged to the Issuer the full amount of any recoverable profits.
  3. The shares were purchased and are held by the reporting person's daughter, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his daughter, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's shares for purposes of Section 16 or for any other purpose.