Filing Details
- Accession Number:
- 0001209191-23-020729
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-03-23 16:08:05
- Reporting Period:
- 2023-02-06
- Accepted Time:
- 2023-03-23 16:08:05
- Original Submission Date:
- 2023-02-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 522209244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1774667 | John Daunt | 6931 Arlington Road Suite 200 Bethesda MD 20814 | Evp & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-02-06 | 1,590 | $6.69 | 54,129 | No | 4 | M | Indirect | By The Daunt Family Trust |
| Common Stock | Acquisiton | 2023-02-06 | 7,185 | $9.46 | 61,314 | No | 4 | M | Indirect | By The Daunt Family Trust |
| Common Stock | Disposition | 2023-02-06 | 8,775 | $14.00 | 52,539 | No | 4 | S | Indirect | By The Daunt Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By The Daunt Family Trust |
| No | 4 | M | Indirect | By The Daunt Family Trust |
| No | 4 | S | Indirect | By The Daunt Family Trust |
Footnotes
- The reporting person exercised 4,457 options on February 6, 2023. 2,867 shares were withheld by the issuer to cover taxes and option cost, resulting in a net issuance to the reporting person of 1,590 shares. The Form 4 filed on February 8, 2023 inadvertently did not account for the withholding of shares and reported the acquisition of 4,457 shares by the reporting person. This line is included on this Form 4/A to correct the number of shares acquired by the reporting person.
- The reporting person exercised 29,920 options on February 6, 2023. 22,735 shares were withheld by the issuer to cover taxes and option cost, resulting in a net issuance to the reporting person of 7,185 shares. The Form 4 filed on February 8, 2023 inadvertently did not account for the withholding of shares and reported the acquisition of 29,920 shares by the reporting person. This line is included on this Form 4/A to correct the number of shares acquired by the reporting person.
- The Form 4 filed on February 8, 2023 correctly reported the sale of 8,775 shares. This line is included on this Form 4/A to correct the amount of securities beneficially owned following the reported transactions.
Billionaire Hedge Funds
