Home > Insider Trading > Filing (0001104659-23-035767)

Filing Details

Accession Number:: 0001104659-23-035767
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-03-23 06:03:27
Reporting Period:: 2023-03-21

Accepted Time:: 2023-03-23 06:03:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1803914	Plby Group Inc.	PLBY	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1499793	Rizvi Opportunistic Equity Fund Ii, L.p.	801 Northpoint Parkway Suite 129 West Palm Beach FL 33407	No	No	Yes	No
1569633	Rizvi Traverse Management, Llc	801 Northpoint Parkway Suite 129 West Palm Beach FL 33407	No	No	Yes	No
1590805	John Giampetroni	801 Northpoint Parkway Suite 129 West Palm Beach FL 33407	No	No	Yes	No
1916866	Rizvi Traverse Gp Ii, Llc	801 Northpoint Parkway Suite 129 West Palm Beach FL 33407	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-03-21	7,293,790	$2.56	14,471,993	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2023-03-21	3,674,997	$2.56	10,796,996	No	4	S	Indirect	See Footnote
Common Stock	Acquisiton	2023-03-21	3,674,997	$2.56	14,471,993	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Footnotes

Represents shares of the Issuer's common stock transferred to entities controlled by Mr. Suhail Rizvi pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares of common stock transferred by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 238,750 shares of common stock transferred by Rizvi Traverse Partners II, LLC ("RTP II") and 3,427,744 shares of common stock transferred by funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse.
(continued from footnote 1) Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Represents shares of the Issuer's common stock transferred to an entity controlled by Mr. John Giampetroni pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares transferred by ROEF II and 47,701 shares of common stock transferred by RTP II. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II and RTM II. Each of RT GP II, RTM II and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
Represents shares acquired by an entity controlled by Mr. John Giampetroni in the transaction described in Footnote 3 above.
Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.