Filing Details
- Accession Number:
- 0001127602-23-011066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-22 20:38:37
- Reporting Period:
- 2023-03-20
- Accepted Time:
- 2023-03-22 20:38:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1745916 | Pennymac Financial Services Inc. | PFSI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591994 | Stanley Daniel Perotti | C/O Pennymac Financial Services, Inc. 3043 Townsgate Road Westlake Village CA 91361 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-20 | 2,523 | $0.00 | 32,866 | No | 4 | M | Direct | |
Common Stock | Disposition | 2023-03-20 | 2,523 | $57.13 | 30,343 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nonstatutory Stock Option (Right to Buy) | Disposition | 2023-03-20 | 2,523 | $0.00 | 2,523 | $21.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-06-13 | 2023-06-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 288,297 | Indirect | The Perotti Family Trust |
Footnotes
- The reported amount consists of 14,364 restricted stock units and 18,502 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- The price reported is the weighted average price of multiple transactions at prices ranging from $57.12 to $57.16. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- The reported amount consists of 14,364 restricted stock units and 15,979 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- The nonstautory stock option to purchase 2,523 shares of Common Stock of the Issuer will vest on June 13, 2014, the one year anniversary date of the optioned shares, subject to the Reporting Person's continued service through that date.