Filing Details
- Accession Number:
- 0001209191-23-020641
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-22 19:30:10
- Reporting Period:
- 2023-03-20
- Accepted Time:
- 2023-03-22 19:30:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1564406 | Oak Street Health Inc. | OSH | Services-Health Services (8000) | 843446686 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1793313 | M Geoffrey Price | C/O Oak Street Health, Inc. 30 W. Monroe St., Suite 1200 Chicago IL 60603 | Chief Innovation Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2023-03-20 | 5,611 | $0.00 | 3,884,042 | No | 4 | A | Direct | |
Common Stock, $0.001 Par Value | Acquisiton | 2023-03-21 | 50,000 | $21.00 | 3,934,042 | No | 4 | M | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2023-03-21 | 50,000 | $35.73 | 3,884,042 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Employee Stock Option (Right to Buy) | Disposition | 2023-03-21 | 50,000 | $0.00 | 50,000 | $21.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,432,609 | 2020-08-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value | 1,080,970 | Indirect | By Price-Uhl Living Trust |
Footnotes
- Represents Restricted Stock Units issued to the Reporting Person under Oak Street Health, Inc.'s Omnibus Incentive Plan (the "Plan") that shall vest in four equal installments on each anniversary date of the grant date, subject to the terms of the Plan.
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.680 to $35.830, inclusive. The Reporting Person undertakes to provide to Oak Street Health, Inc., any security holder of Oak Street Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote (2).
- On April 6, 2022, the Reporting Person filed a Form 4 that contained a scrivener's error that resulted in the number of shares beneficially ownedindirectly by the Reporting Person to be understated. That error has been corrected in this Form 4.
- The reported securities include the aggregate options, all of which were issued at the time of the Issuer's initial public offering, held by the Reporting Person, a portion of which remains subject to vesting.
- On February 9, 2023, the Reporting Person filed a Form 4 that contained a scrivener's error that resulted in the number of derivative securities heldby the Reporting Person to be understated. That error has been corrected in this Form 4.