Filing Details

Accession Number:
0000929638-23-000895
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-22 17:07:44
Reporting Period:
2023-03-20
Accepted Time:
2023-03-22 17:07:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1821586 Moonlake Immunotherapeutics MLTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1599214 Bihua Chen C/O Cormorant Asset Management, Lp
200 Clarendon Street, 52Nd Floor
Boston MA 02116
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Acquisiton 2023-03-20 446,881 $19.36 3,296,881 No 4 P Indirect See Footnotes
Class A Ordinary Shares Acquisiton 2023-03-20 63,700 $20.42 3,360,581 No 4 P Indirect See Footnotes
Class A Ordinary Shares Acquisiton 2023-03-20 78,008 $21.08 3,438,589 No 4 P Indirect See Footnotes
Class A Ordinary Shares Acquisiton 2023-03-21 238,511 $21.70 3,677,100 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Ordinary Shares 3,215,000 Indirect See Footnotes
Footnotes
  1. Helix Holdings LLC is the record holder of these securities. Bihua Chen is the manager of Helix Holdings LLC and has voting and investment discretion with respect to the securities held of record by Helix Holdings LLC. Ms. Chen disclaims any beneficial ownership of the securities held by Helix Holdings LLC other than to the extent of any pecuniary interest she may have therein, directly or indirectly.
  2. Represents ordinary shares purchased in a series of open market transactions on the transaction date at prices ranging from $18.81 to $19.80 per ordinary share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of ordinary shares purchased at each price.
  3. Various funds (the "Cormorant Funds") managed by Cormorant Asset Management, LP are the record holders of these securities. Bihua Chen is the founder and managing member of Cormorant Asset Management, LP and has voting and investment discretion with respect to the ordinary shares held by the Cormorant Funds. Ms. Chen disclaims any beneficial ownership of such securities other than to the extent of any pecuniary interest she may have therein, directly or indirectly.
  4. Represents ordinary shares purchased in a series of open market transactions on the transaction date at prices ranging from $19.81 to $20.80 per ordinary share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of ordinary shares purchased at each price.
  5. Represents ordinary shares purchased in a series of open market transactions on the transaction date at prices ranging from $20.81 to $21.25 per ordinary share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of ordinary shares purchased at each price.
  6. Represents ordinary shares purchased in a series of open market transactions on the transaction date at prices ranging from $21.09 to $22.00 per ordinary share. The Reporting Persons undertake to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of ordinary shares purchased at each price.