Filing Details
- Accession Number:
- 0001529274-23-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-20 18:55:13
- Reporting Period:
- 2023-03-16
- Accepted Time:
- 2023-03-20 18:55:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1529274 | Alkami Technology Inc. | ALKT | Services-Prepackaged Software (7372) | 453060776 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1852917 | Stephen Bohanon | C/O Alkami Technology, Inc. 5601 Granite Parkway, Suite 120 Plano TX 75024 | Chf. Strategist & Sales Offr. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-03-16 | 8,741 | $12.62 | 537,100 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-03-16 | 16,400 | $0.92 | 553,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-16 | 16,400 | $12.61 | 537,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-17 | 9,627 | $12.23 | 527,473 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-03-17 | 16,933 | $0.92 | 544,406 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-17 | 16,933 | $12.23 | 527,473 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-03-17 | 51,590 | $3.32 | 579,063 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-17 | 51,590 | $12.24 | 527,473 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-03-17 | 26,754 | $3.32 | 554,227 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-03-17 | 26,754 | $12.25 | 527,473 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-03-16 | 16,400 | $0.00 | 16,400 | $0.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-03-17 | 16,933 | $0.00 | 16,933 | $0.92 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-03-17 | 51,590 | $0.00 | 51,590 | $3.32 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2023-03-16 | 26,754 | $0.00 | 26,754 | $3.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,933 | 2027-11-02 | No | 4 | M | Direct | |
| 0 | 2027-11-02 | No | 4 | M | Direct | |
| 16,010 | 2030-02-20 | No | 4 | M | Direct | |
| 14,271 | 2030-03-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 718,673 | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.60 to $12.69. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.275, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.36. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transaction of prices ranging from $12.20 to $12.27. The Reporting person undertakes to provide the Issuer, any securityholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes: (1) 339,116 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,116 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,441 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.
- The options are fully vested and exercisable.
Billionaire Hedge Funds
