Filing Details
- Accession Number:
- 0001850132-23-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-20 18:20:28
- Reporting Period:
- 2023-03-16
- Accepted Time:
- 2023-03-20 18:20:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1835256 | Duckhorn Portfolio Inc. | NAPA | Beverages (2080) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1850132 | B.a. Sean Sullivan | 1201 Dowdell Lane Saint Helena CA 94574 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-03-16 | 23,919 | $15.56 | 161,732 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-17 | 26,081 | $15.46 | 135,651 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-17 | 4,273 | $15.43 | 131,378 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 483 | Indirect | ESPP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $15.74. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.32 to $15.65. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.
Billionaire Hedge Funds
