Filing Details
- Accession Number:
- 0001538716-23-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-20 17:36:36
- Reporting Period:
- 2023-03-16
- Accepted Time:
- 2023-03-20 17:36:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1538716 | Oportun Financial Corp | OPRT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397972 | Aaron Jonathan Coblentz | Oportun Financial Corporation 2 Circle Star Way San Carlos CA 94070 | Cfo & Chief Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-16 | 10,000 | $2.63 | 105,939 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-03-17 | 50,000 | $3.10 | 155,939 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-03-20 | 40,000 | $3.62 | 195,939 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 272,780 | Indirect | See footnote. |
Footnotes
- Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.625 to $2.635 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.785 to $3.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.53 to $3.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.