Filing Details
- Accession Number:
- 0001640147-23-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-17 18:41:14
- Reporting Period:
- 2023-03-15
- Accepted Time:
- 2023-03-17 18:41:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640147 | Snowflake Inc. | SNOW | Services-Prepackaged Software (7372) | 460636374 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1821737 | Benoit Dageville | C/O Snowflake Inc. 106 East Babcock Street, Suite 3A Bozeman MT 59715 | President Of Products | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-03-15 | 58,647 | $0.26 | 71,943 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-03-15 | 58,647 | $136.28 | 13,296 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2023-03-15 | 29,767 | $0.00 | 43,063 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-03-15 | 58,647 | $0.00 | 58,647 | $0.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 183,789 | 2025-01-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 5,155,544 | Indirect | Trust |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- Includes shares to be issued in connection with the vesting of one or more restricted stock units.
- The shares represent restricted stock units, which will vest over four years with 25% vesting on March 15, 2024 and 6.25% vesting on each Quarterly Date thereafter, subject to the Reporting Person's continuous service through each such vesting date. Quarterly Dates are each of March 15, June 15, September 15, and December 15.
- The shares are held by The Snow Trust UTA dated 9/10/19 for which the Reporting Person is a trustee.
- The shares subject to the option are fully vested and immediately exercisable.
Billionaire Hedge Funds
