Filing Details
- Accession Number:
- 0001104659-23-034062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-17 18:19:48
- Reporting Period:
- 2023-03-15
- Accepted Time:
- 2023-03-17 18:19:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1552198 | Whitehorse Finance Inc. | WHF | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1050047 | John Bolduc | C/O Whitehorse Finance, Inc 1450 Brickell Avenue, 31St Floor Miami FL 33131 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-03-15 | 3,900 | $12.65 | 189,867 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-03-15 | 3,900 | $12.73 | 187,981 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-03-17 | 4,241 | $12.74 | 194,108 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2023-03-17 | 2,789 | $12.74 | 190,770 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.74, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (2), (4) and (5) to this Form 4.
- Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.75, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.67 to $12.75, inclusive.