Filing Details
- Accession Number:
- 0001127602-23-010732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-17 17:35:20
- Reporting Period:
- 2023-03-15
- Accepted Time:
- 2023-03-17 17:35:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1840292 | Heliogen Inc. | HLGN | Electric Services (4911) | 854204953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1903755 | P. Thomas Doyle | C/O Heliogen, Inc. 130 West Union St Pasadena CA 91103 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-03-15 | 39,461 | $0.21 | 463,860 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-16 | 10,375 | $0.20 | 453,485 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
- Since the date of the reporting person's last ownership report, he transferred stock options to purchase 131,647 shares of HLGN common stock to his ex-spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-spouse.
Billionaire Hedge Funds
