Filing Details

Accession Number:
0001530721-23-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-17 14:05:07
Reporting Period:
2023-03-16
Accepted Time:
2023-03-17 14:05:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1530721 Capri Holdings Ltd CPRI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040543 D John Idol 90 Whitfield Street
2Nd Floor
London X0 W1T 4EZ
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, No Par Value Acquisiton 2023-03-16 28,239 $42.00 1,755,784 No 4 P Direct
Ordinary Shares, No Par Value Acquisiton 2023-03-16 165,219 $41.71 1,912,003 No 4 P Direct
Ordinary Shares, No Par Value Acquisiton 2023-03-16 46,542 $40.80 1,967,545 No 4 P Direct
Ordinary Shares, No Par Value Disposition 2023-03-17 1,000,000 $0.00 967,545 No 5 G Direct
Ordinary Shares, No Par Value Acquisiton 2023-03-17 1,000,000 $0.00 1,000,000 No 5 G Indirect Held by John D. Idol 2023 GRAT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 5 G Direct
No 5 G Indirect Held by John D. Idol 2023 GRAT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares, No Par Value 149,700 Indirect Held by John D. Idol 2013 GRAT #1
Ordinary Shares, No Par Value 149,700 Indirect Held by John D. Idol 2013 GRAT #2
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares, No Par Value Restricted share units $0.00 26,419 26,419 Direct
Ordinary Shares, No Par Value Restricted share units $0.00 112,194 112,194 Direct
Ordinary Shares, No Par Value Restricted share units $0.00 98,617 98,617 Direct
Ordinary Shares, No Par Value Restricted share units $0.00 85,539 85,539 Direct
Ordinary Shares, No Par Value Employee share option (right to buy) $67.52 2025-06-15 61,249 61,249 Direct
Ordinary Shares, No Par Value Employee share option (right to buy) $49.88 2023-06-15 14,503 14,503 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
26,419 26,419 Direct
112,194 112,194 Direct
98,617 98,617 Direct
85,539 85,539 Direct
2025-06-15 61,249 61,249 Direct
2023-06-15 14,503 14,503 Direct
Footnotes
  1. This amount excludes 54,600 ordinary shares, no par value, held by the Idol Family Foundation. The reporting person may be deemed to have beneficial ownership of the shares held by the Idol Family Foundation but does not have a pecuinary interest in such shares.
  2. The purchase price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $41.00 to $41.99. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  3. The purchase price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $40.52 to $40.99. Upon request of the staff of the SEC, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares purchased at each separate price.
  4. Reflects a bona fide gift by Mr. Idol for no consideration to a grantor retained annuity trusts ("GRAT") for the benefit of Mr. Idol's children of which Mr. Idol is the grantor but is not the trustee. As the grantor, Mr. Idol retains a pecuniary interest in the GRAT and may be deemed to beneficially own the ordinary shares held by the GRAT.
  5. Granted on June 17, 2019 pursuant to the Capri Holdings Limited Third Amended and Restated Incentive Plan (the "Incentive Plan"). The securities underlying the total number of RSUs originally granted vest 25% each year on June 15, 2020, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.
  6. The RSUs do not expire.
  7. Settlement of this award will be satisfied through the issuance of one ordinary share for each vested RSU.
  8. Granted on June 15, 2020 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2021, 2022, and 2023, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.
  9. Granted on June 15, 2021 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2022, 2023, and 2024, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.
  10. Granted on June 15, 2022 pursuant to the Incentive Plan. The securities underlying the total number of RSUs originally granted vest 1/3 each year on June 15, 2023, 2024, and 2025, respectively, subject to grantee's continued employment with the Company through the vesting date unless the grantee dies, becomes permanently disabled or is retirement eligible under the Incentive Plan.
  11. Immediately exercisable.