Filing Details
- Accession Number:
- 0001480248-11-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-17 17:03:28
- Reporting Period:
- 2011-06-15
- Filing Date:
- 2011-06-17
- Accepted Time:
- 2011-06-17 16:03:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1394954 | Gt Solar International Inc. | SOLR | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201091 | Il Ho Kim | Gt Solar International, Inc. 243 Daniel Webster Highway Merrimack NH 03054 | V.p., Chief Adm. Off., Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2011-06-15 | 2,917 | $0.00 | 42,428 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-15 | 926 | $13.12 | 41,502 | No | 4 | F | Direct | |
Common Stock, Par Value $.01 | Acquisiton | 2011-06-16 | 5,000 | $4.81 | 46,502 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-16 | 15,417 | $13.08 | 31,085 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-16 | 3,750 | $13.07 | 27,335 | No | 4 | S | Direct | |
Common Stock, Par Value $.01 | Disposition | 2011-06-17 | 700 | $13.00 | 26,635 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Restricted Stock Unit | Disposition | 2011-06-15 | 2,917 | $0.00 | 2,917 | $0.00 |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-06-16 | 5,000 | $0.00 | 5,000 | $4.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,500 | No | 4 | M | Direct | ||
64,664 | 2019-09-01 | No | 4 | M | Direct |
Footnotes
- These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on June 15, 2011.
- Sale of these shares were made by Mr. Kim pursuant to a Rule 10b5-1 plan adopted on March 11, 2011.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $12.97 to $13.13. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $13.03 to $13.10. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc.
- The restricted stock units vested one fourth on December 15, 2009, and the balance vests in equal monthly installments of 1/48th of total each month subsequent to December 2009. Shares of common stock are delivered to the reporting person upon vesting.
- Of these options, one fourth vested on September 1, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to September 2010.