Filing Details
- Accession Number:
- 0001866390-23-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-16 17:13:59
- Reporting Period:
- 2023-03-13
- Accepted Time:
- 2023-03-16 17:13:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1866390 | Babylon Holdings Ltd | BBLN | Services-Health Services (8000) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1959352 | Darshak Sanghavi | 2500 Bee Cave Road Bldg. 1, Suite 400 Austin TX 78746 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2023-03-13 | 628 | $0.00 | 53,662 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2023-03-13 | 3,465 | $8.46 | 50,197 | No | 4 | F | Direct | |
Class A Ordinary Shares | Disposition | 2023-03-13 | 218 | $8.46 | 49,979 | No | 4 | F | Direct | |
Class A Ordinary Shares | Disposition | 2023-03-13 | 2,640 | $8.50 | 47,339 | No | 4 | S | Direct | |
Class A Ordinary Shares | Disposition | 2023-03-14 | 3,743 | $7.66 | 43,596 | No | 4 | S | Direct | |
Class A Ordinary Shares | Disposition | 2023-03-15 | 3,202 | $7.21 | 40,394 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Restricted share units | Disposition | 2023-03-13 | 628 | $0.00 | 628 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,659 | No | 4 | M | Direct |
Footnotes
- The Class A ordinary shares reported were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
- Exempt transaction pursuant to Rule 16b-3(e) payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
- The Class A ordinary shares were awarded under the Babylon Holdings Limited 2021 Equity Incentive Plan. The disposition of the Class A ordinary shares is made pursuant to a discretionary transaction that is exempt from Section 16(b) pursuant to Rule 16b-3(d)(3).
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.41 to $8.58. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.55 to $7.96. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.00 to $7.39. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
- The RSUs were awarded under the Babylon Holdings Limited 2021 Equity Incentive Plan and vest in equal quarterly installments beginning February 10, 2023. Vested RSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the RSUs' vesting date.