Filing Details
- Accession Number:
- 0001493152-23-007915
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-16 16:24:25
- Reporting Period:
- 2023-03-15
- Accepted Time:
- 2023-03-16 16:24:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1106838 | Sonnet Biotherapeutics Holdings Inc. | SONN | Pharmaceutical Preparations (2834) | 522102141 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1664386 | Pankaj Mohan | 100 Overlook Center, Suite 102 Princeton, NJ 08540 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-03-15 | 60,000 | $0.59 | 181,731 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 570 | Indirect | By Child |
| Common Stock | 66,478 | Indirect | By Mohan Family Office |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.59 per share, inclusive. The Reporting Person undertakes to provide to Issuer any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
- Includes unvested restricted stock units.
- Reporting Person jointly exercises dispositive and voting power over the securities owned by the Mohan Family Office.
Billionaire Hedge Funds
