Filing Details

Accession Number:
0001004702-23-000087
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-03-16 09:53:44
Reporting Period:
2023-03-15
Accepted Time:
2023-03-16 09:53:44
Original Submission Date:
2023-03-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1004702 Oceanfirst Financial Corp OCFC Savings Institution, Federally Chartered (6035) 223412577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1424070 Iii Joseph Lebel 110 West Front Street
Red Bank NJ 07701
President And Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Redeemable Preferred Stock Acquisiton 2023-03-15 1,000 $21.99 3,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 213,724 Direct
Common Stock 11,875 Indirect By ESOP
Common Stock 11,270 Indirect By 401(k)
Common Stock 783 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $14.55 2014-06-17 2023-06-17 11,250 11,250 Direct
Common Stock Stock Option (right to buy) $17.75 2015-03-01 2024-03-19 4,875 4,875 Direct
Common Stock Stock Option (right to buy) $17.37 2016-03-01 2025-03-18 30,000 30,000 Direct
Common Stock Stock Option (right to buy) $17.28 2017-03-01 2026-03-16 37,500 37,500 Direct
Common Stock Stock Option (right to buy) $29.01 2018-03-15 2027-03-15 45,000 45,000 Direct
Common Stock Stock Option (right to buy) $27.40 2019-03-01 2028-01-24 15,485 15,485 Direct
Common Stock Stock Option (right to buy) $25.20 2020-03-01 2029-03-01 100,670 100,670 Direct
Common Stock Stock Option (right to buy) $20.44 2021-03-01 2030-02-28 153,585 153,585 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-06-17 11,250 11,250 Direct
2024-03-19 4,875 4,875 Direct
2025-03-18 30,000 30,000 Direct
2026-03-16 37,500 37,500 Direct
2027-03-15 45,000 45,000 Direct
2028-01-24 15,485 15,485 Direct
2029-03-01 100,670 100,670 Direct
2030-02-28 153,585 153,585 Direct
Footnotes
  1. The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".
  2. Due to a clerical error, the amount of common stock held by Mr. Lebel was inadvertently omitted at the time of the original filing. This form is being filed to include this holding.
  3. Total includes shares of restricted common stock that have not yet vested.
  4. Options vest in five equal annual installments beginning on the date first exercisable.