Filing Details
- Accession Number:
- 0001004702-23-000087
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-03-16 09:53:44
- Reporting Period:
- 2023-03-15
- Accepted Time:
- 2023-03-16 09:53:44
- Original Submission Date:
- 2023-03-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1004702 | Oceanfirst Financial Corp | OCFC | Savings Institution, Federally Chartered (6035) | 223412577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1424070 | Iii Joseph Lebel | 110 West Front Street Red Bank NJ 07701 | President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Redeemable Preferred Stock | Acquisiton | 2023-03-15 | 1,000 | $21.99 | 3,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 213,724 | Direct | |
Common Stock | 11,875 | Indirect | By ESOP |
Common Stock | 11,270 | Indirect | By 401(k) |
Common Stock | 783 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $14.55 | 2014-06-17 | 2023-06-17 | 11,250 | 11,250 | Direct |
Common Stock | Stock Option (right to buy) | $17.75 | 2015-03-01 | 2024-03-19 | 4,875 | 4,875 | Direct |
Common Stock | Stock Option (right to buy) | $17.37 | 2016-03-01 | 2025-03-18 | 30,000 | 30,000 | Direct |
Common Stock | Stock Option (right to buy) | $17.28 | 2017-03-01 | 2026-03-16 | 37,500 | 37,500 | Direct |
Common Stock | Stock Option (right to buy) | $29.01 | 2018-03-15 | 2027-03-15 | 45,000 | 45,000 | Direct |
Common Stock | Stock Option (right to buy) | $27.40 | 2019-03-01 | 2028-01-24 | 15,485 | 15,485 | Direct |
Common Stock | Stock Option (right to buy) | $25.20 | 2020-03-01 | 2029-03-01 | 100,670 | 100,670 | Direct |
Common Stock | Stock Option (right to buy) | $20.44 | 2021-03-01 | 2030-02-28 | 153,585 | 153,585 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-06-17 | 11,250 | 11,250 | Direct |
2024-03-19 | 4,875 | 4,875 | Direct |
2025-03-18 | 30,000 | 30,000 | Direct |
2026-03-16 | 37,500 | 37,500 | Direct |
2027-03-15 | 45,000 | 45,000 | Direct |
2028-01-24 | 15,485 | 15,485 | Direct |
2029-03-01 | 100,670 | 100,670 | Direct |
2030-02-28 | 153,585 | 153,585 | Direct |
Footnotes
- The actual title of this share class is "Depository shares, each representing a 1/40th Interest in a share of its 7.00 % Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A, par value $0.01 per share".
- Due to a clerical error, the amount of common stock held by Mr. Lebel was inadvertently omitted at the time of the original filing. This form is being filed to include this holding.
- Total includes shares of restricted common stock that have not yet vested.
- Options vest in five equal annual installments beginning on the date first exercisable.