Filing Details
- Accession Number:
- 0001214659-23-003861
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-15 18:30:10
- Reporting Period:
- 2023-03-13
- Accepted Time:
- 2023-03-15 18:30:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1089063 | Dick's Sporting Goods Inc. | DKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 161241537 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198911 | W Edward Stack | 345 Court Street Coraopolis PA 15108 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2023-03-13 | 159,461 | $41.59 | 11,113,094 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-03-13 | 123,467 | $144.19 | 10,989,627 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2023-03-13 | 35,994 | $145.05 | 10,953,633 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Option (Right to Buy) | Disposition | 2023-03-13 | 159,461 | $0.00 | 159,461 | $41.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-04-03 | No | 4 | M | Direct |
Footnotes
- The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by Dick's Sporting Goods, Inc. (the "Company") on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan.
- Amount includes 9,715,814 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
- These sales were executed in a series of transactions with a price range of $143.78 to 144.77, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These sales were executed in a series of transactions with a price range of $144.78 to 145.42, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option vested in four annual installments on April 3, 2017, 2018, 2019 and 2020.
Billionaire Hedge Funds
