Filing Details
- Accession Number:
- 0001069416-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-17 16:12:03
- Reporting Period:
- 2011-06-15
- Filing Date:
- 2011-06-17
- Accepted Time:
- 2011-06-17 15:12:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 39047 | Frischs Restaurants Inc | FRS | Retail-Eating Places (5812) | 310523213 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1069416 | F Craig Maier | 2800 Gilbert Avenue Cincinnati OH 45206 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-15 | 17,364 | $21.35 | 355,867 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-06-15 | 7,998 | $21.35 | 347,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | STOCK OPTIONS | Disposition | 2011-06-15 | 40,000 | $0.00 | 40,000 | $13.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-01-11 | 2011-07-10 | No | 4 | J | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 38,577 | Indirect | HELD BY A CORPORATION OF WHICH MR. MAIER IS PRESIDENT AND SOLE SHAREHOLDER |
| Common Stock | 2,307 | Indirect | AS TRUSTEE FOR AVERY C. MAIER, ALEXANDER F. MAIER AND TAYLOR F. MAIER |
| Common Stock | 31,054 | Indirect | AS TRUSTEE U/A WITH ANNETTE FRISCH |
| Common Stock | 49,405 | Indirect | AS EXECUTOR OF THE ESTATE OF BLANCHE F. MAIER |
| Common Stock | 9 | Indirect | GENERAL PARTNER OF JBM LIMITED PARTNERSHIP |
| Common Stock | 381,884 | Indirect | AS TRUSTEE OF THE JACK C. MAIER QTIP TRUST |
| Common Stock | 71,858 | Indirect | AS TRUSTEE OF THE JACK C. MAIER CREDIT SHELTER TRUST |
| Common Stock | 70,064 | Indirect | AS TRUSTEE OF THE JACK C. MAIER EXEMPT QTIP TRUST |
| Common Stock | 928 | Indirect | AS TRUSTEE OF THE JACK C. MAIER DISCLAIMER TRUST |
| Common Stock | 10,000 | Indirect | AS TRUSTEE OF THE JACK C. MAIER TRUST FBO CRAIG MAIER FAMILY |
Footnotes
- Award of stock pursuant to the Company's 2003 Stock Option and Incentive Plan.
- Surrender of shares back to Frisch's Restaurants, Inc. to cover withholding taxes.
- Termination of stock option granted on July 11, 2001.
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