Filing Details
- Accession Number:
- 0001181431-10-045592
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-03 16:07:39
- Reporting Period:
- 2010-09-01
- Filing Date:
- 2010-09-03
- Accepted Time:
- 2010-09-03 16:07:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343964 | Tod Nielsen | 3401 Hillview Ave Palo Alto CA 94304 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2010-09-01 | 30,000 | $25.09 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-09-01 | 9,420 | $80.96 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2010-09-01 | 20,580 | $81.43 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2010-09-02 | 30,000 | $25.09 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2010-09-02 | 30,000 | $82.50 | 179,233 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2010-09-01 | 30,000 | $0.00 | 30,000 | $25.09 |
| Class A Common Stock | Stock Option (right-to-buy) | Disposition | 2010-09-02 | 30,000 | $0.00 | 30,000 | $25.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350,000 | 2015-02-13 | No | 4 | M | Direct | |
| 320,000 | 2015-02-13 | No | 4 | M | Direct |
Footnotes
- Price represents weighted average for sales reported. The range of prices for the sales reported is $80.24 through $81.23.
- The reporting person will provide upon request by the commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $81.24 through $81.69.
- The option, representing a right to purchase a total of 400,000 shares of Class A Common stock, became exercisable as to one-quarter of the shares on February 13, 2010, and vests in 36 equal monthly installments as to the remaining shares until fully exercisable on February 13, 2013.
- Includes 193 shares acquired under the VMware, Inc. Employee Stock Purchase plan in July, 2010.
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