Filing Details
- Accession Number:
- 0001104659-23-032897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-15 17:26:28
- Reporting Period:
- 2023-03-13
- Accepted Time:
- 2023-03-15 17:26:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018327 | B Steven Klinsky | C/O New Mountain Capital, L.l.c. 1633 Broadway, 48Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-13 | 100,000 | $11.70 | 7,420,681 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-03-14 | 100,000 | $11.96 | 7,520,681 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 509,093 | Indirect | See Note |
Common Stock | 1,020,267 | Indirect | See Note |
Common Stock | 16 | Indirect | See Note |
Footnotes
- Includes shares previously acquired under the New Mountain Finance Corporation dividend reinvestment plan.
- The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- Shares are held directly by Ella Klinsky, the reporting person's daughter. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.