Filing Details

Accession Number:
0001104659-23-032897
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-15 17:26:28
Reporting Period:
2023-03-13
Accepted Time:
2023-03-15 17:26:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018327 B Steven Klinsky C/O New Mountain Capital, L.l.c.
1633 Broadway, 48Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-13 100,000 $11.70 7,420,681 No 4 P Direct
Common Stock Acquisiton 2023-03-14 100,000 $11.96 7,520,681 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 509,093 Indirect See Note
Common Stock 1,020,267 Indirect See Note
Common Stock 16 Indirect See Note
Footnotes
  1. Includes shares previously acquired under the New Mountain Finance Corporation dividend reinvestment plan.
  2. The Steven B. Klinsky 2008 Long Term Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  3. The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  4. Shares are held directly by Ella Klinsky, the reporting person's daughter. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.