Filing Details
- Accession Number:
- 0001593968-23-000484
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-15 16:46:54
- Reporting Period:
- 2023-03-13
- Accepted Time:
- 2023-03-15 16:46:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594281 | John Hakopian | 200 Crescent Court Ste 1400 Dallas TX 75201 | President, Ffa | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-03-13 | 100,000 | $7.96 | 706,842 | No | 4 | S | Indirect | Family Trust |
| Common Stock | Disposition | 2023-03-14 | 56,143 | $9.34 | 650,699 | No | 4 | S | Indirect | Family Trust |
| Common Stock | Disposition | 2023-03-15 | 29,857 | $9.27 | 620,842 | No | 4 | S | Indirect | Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Family Trust |
| No | 4 | S | Indirect | Family Trust |
| No | 4 | S | Indirect | Family Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 35,524 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | $0.00 | 304 | 304 | Direct | ||
| Common Stock | Restricted Stock Unit | $0.00 | 1,305 | 1,305 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 304 | 304 | Direct | |
| 1,305 | 1,305 | Direct |
Footnotes
- No exercise price for this type of award
- No exercisable date for this type of award
- Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
- No expiration date for this type of award
- Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025
Billionaire Hedge Funds
