Filing Details
- Accession Number:
- 0000950142-23-000699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-15 15:29:48
- Reporting Period:
- 2023-03-14
- Accepted Time:
- 2023-03-15 15:29:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1529628 | Smart Sand Inc. | SND | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323912 | Enrique Jose Feliciano | C/O Clearlake Capital Group, L.p. 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | Yes | No | |
1409564 | Behdad Eghbali | C/O Clearlake Capital Group, L.p. 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | Yes | No | |
1409590 | Ccg Operations, Llc | C/O Clearlake Capital Group, L.p. 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | Yes | No | |
1409591 | Clearlake Capital Partners, Llc | 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | Yes | No | |
1539291 | Clearlake Capital Partners Ii (Master), L.p. | C/O Clearlake Capital Group, L.p. 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | Yes | No | |
1540841 | Clearlake Capital Partners Ii Gp, L.p. | C/O Clearlake Capital Group, L.p. 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | Yes | No | |
1688282 | Clearlake Capital Group, L.p. | 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | No | No | |
1688283 | Clearlake Capital Management Ii, L.p. | C/O Clearlake Capital Group, L.p. 233 Wilshire Blvd., Suite 800 Santa Monica CA 90401 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2023-03-14 | 5,175,688 | $1.72 | 0 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 16,364 | Indirect | See footnote |
Footnotes
- The shares sold were held of record by Clearlake Capital Partners II (Master), L.P. ("CCPII"), which is managed by Clearlake Capital Management II, L.P., a Delaware limited partnership ("CCMII"). CCMII's general partner is Clearlake Capital Group, L.P., whose general partner is Clearlake Capital Group GP, LLC ("CCG GP"), a Delaware limited liability company. CCG GP's managing member is CCG Operations, L.L.C., a Delaware limited liability company ("CCG Ops").
- CCPII's general partner is Clearlake Capital Partners II GP, L.P., a Delaware limited partnership ("CCPII GP"). CCPII GP's general partner is Clearlake Capital Partners, LLC, a Delaware limited liability company ("CCP"). CCP's managing member is CCG Ops. Jose E. Feliciano and Behdad Eghbali are managers of CCG Ops and may be deemed to share voting and investment power of the shares held of record by CCPII.
- Each the Reporting Persons disclaims beneficial ownership of the shares held of record by CCPII except to the extent of its pecuniary interest therein.
- Represents shares of restricted stock granted to Mr. Feliciano pursuant to the Issuer's 2016 Omnibus Incentive Plan, which vest on the first anniversary of June 16, 2022, the date of grant.. The shares are held of record by Mr. Feliciano for the benefit of CCPII. Mr. Feliciano expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.