Filing Details

Accession Number:
0001593968-23-000480
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-15 13:50:35
Reporting Period:
2023-03-14
Accepted Time:
2023-03-15 13:50:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1413837 First Foundation Inc. FFWM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218975 F Scott Kavanaugh 200 Crescent Court
Ste 1400
Dallas TX 75201
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-14 2,000 $9.61 104,756 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,291,529 Indirect Family Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 5,501 5,501 Direct
Common Stock Restricted Stock Unit $0.00 22,928 22,928 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
5,501 5,501 Direct
22,928 22,928 Direct
Footnotes
  1. No exercise price for this type of award
  2. No exercisable date for this type of award
  3. Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
  4. No expiration date for this type of award
  5. Vesting dates: 2/28/2023, 2/28/2024, and 2/28/2025