Filing Details
- Accession Number:
- 0001209191-11-035084
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-16 20:29:30
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-16
- Accepted Time:
- 2011-06-16 19:29:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1416896 | L James Dawson | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Exec. Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-14 | 25,000 | $0.00 | 25,000 | No | 4 | C | Indirect | by the Dawson Family Trust |
| Common Stock | Acquisiton | 2011-06-14 | 117,500 | $0.65 | 117,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-14 | 117,500 | $17.67 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | by the Dawson Family Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series C Preferred Stock | Disposition | 2011-06-14 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-14 | 117,500 | $0.00 | 117,500 | $0.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 932,500 | 2019-06-01 | No | 4 | M | Direct |
Footnotes
- The Series C Preferred Stock has no expiration date or conversion price and automatically converted into shares of the Issuer's Common Stock upon the closing of the Issuer's intial public offering on a 1-for-1 basis.
- The option became exercisable as to 1/4th of the shares subject to the option on April 30, 2010, and 1/48th of the shares subject to the option vest each month thereafter.
Billionaire Hedge Funds
