Filing Details
- Accession Number:
- 0001209191-11-035082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-16 20:28:28
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-16
- Accepted Time:
- 2011-06-16 19:28:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521955 | J. Shawn Lindquist | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-14 | 15,000 | $0.00 | 15,000 | No | 4 | C | Indirect | by Bentbrook Holdings, LLC |
Common Stock | Acquisiton | 2011-06-14 | 76,500 | $0.65 | 76,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-14 | 76,500 | $17.67 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | by Bentbrook Holdings, LLC |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2011-06-14 | 15,000 | $0.00 | 15,000 | $0.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-14 | 76,500 | $0.00 | 76,500 | $0.65 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
233,500 | 2020-02-11 | No | 4 | M | Direct |
Footnotes
- The Series C Preferred Stock has no expiration date or conversion price and automatically converted into shares of the Issuer's Common Stock upon the closing of the Issuer's intial pubic offering on a 1-for-1 basis.
- Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein.
- The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter.