Filing Details

Accession Number:
0001209191-11-035082
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-16 20:28:28
Reporting Period:
2011-06-14
Filing Date:
2011-06-16
Accepted Time:
2011-06-16 19:28:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521955 J. Shawn Lindquist C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-06-14 15,000 $0.00 15,000 No 4 C Indirect by Bentbrook Holdings, LLC
Common Stock Acquisiton 2011-06-14 76,500 $0.65 76,500 No 4 M Direct
Common Stock Disposition 2011-06-14 76,500 $17.67 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect by Bentbrook Holdings, LLC
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2011-06-14 15,000 $0.00 15,000 $0.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-06-14 76,500 $0.00 76,500 $0.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
233,500 2020-02-11 No 4 M Direct
Footnotes
  1. The Series C Preferred Stock has no expiration date or conversion price and automatically converted into shares of the Issuer's Common Stock upon the closing of the Issuer's intial pubic offering on a 1-for-1 basis.
  2. Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein.
  3. The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter.