Filing Details
- Accession Number:
- 0001209191-11-035075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-16 20:24:35
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-16
- Accepted Time:
- 2011-06-16 19:24:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383729 | Fusion-Io Inc. | FIO | Computer Storage Devices (3572) | 204232255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1521969 | A. David Flynn | C/O Fusion-Io, Inc. 2855 E. Cottonwood Pkwy, Suite 100 Salt Lake City UT 84121 | Chairman, Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-14 | 156,494 | $0.00 | 422,647 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2011-06-14 | 473,683 | $0.65 | 896,330 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-14 | 26,317 | $1.96 | 922,647 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-14 | 500,000 | $17.67 | 422,647 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2011-06-14 | 156,494 | $0.00 | 156,494 | $0.00 |
Common Stock | Employee stock option (right to buy) | Disposition | 2011-06-14 | 473,683 | $0.00 | 473,683 | $0.65 |
Common Stock | Employee stock option (right to buy) | Disposition | 2011-06-14 | 26,317 | $0.00 | 26,317 | $1.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
986,726 | 2019-06-01 | No | 4 | M | Direct | |
2,358,329 | 2020-05-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,000,000 | Indirect | by Sandusky Investments, Ltd. |
Footnotes
- The Series B Preferred Stock has no expiration date or conversion price and automatically converted into shares of the Issuer's Common Stock upon the closing of the Issuer's inital public offering on a 1-for-1 basis.
- Sandusky Investments, Ltd. is controlled by Mr. Flynn and co-owned by Mr. Flynn. Mr. Flynn disclaims beneficial ownership of the shares held by Sandusky Investments, Ltd. except to the extent of his pecuniary interest therein.
- 195,385 of the shares subject to the option are currently exercisable and an additional 35,970 shares will become exercisable on the 3rd day of each month until April 3, 2013.
- 669,204 of the shares subject ot the option are currently exercisable and an additional 49,680 shares will become exercisable on the 7th day of each month until April 7,2014.