Filing Details
- Accession Number:
- 0001415889-23-004873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-14 19:05:39
- Reporting Period:
- 2023-03-01
- Accepted Time:
- 2023-03-14 19:05:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1749704 | Agiliti Inc. | AGTI | Services-Miscellaneous Equipment Rental & Leasing (7350) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1756301 | B James Pekarek | C/O Agiliti, Inc. 11095 Viking Drive, Suite 300 Eden Prairie MN 55344 | Evp & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Acquisiton | 2023-03-01 | 14,318 | $0.00 | 227,256 | No | 4 | A | Direct | |
| Common Stock, $0.0001 Par Value | Acquisiton | 2023-03-10 | 33,440 | $0.00 | 260,696 | No | 4 | A | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2023-03-10 | 11,625 | $14.83 | 249,071 | No | 4 | F | Direct | |
| Common Stock, $0.0001 Par Value | Acquisiton | 2023-03-13 | 14,668 | $2.13 | 263,739 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2023-03-13 | 14,668 | $15.03 | 249,071 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Options (Right to Buy) | Acquisiton | 2023-03-10 | 100,320 | $0.00 | 100,320 | $14.83 |
| Common Stock, $0.0001 Par Value | Options (Right to Buy) | Disposition | 2023-03-13 | 14,668 | $0.00 | 14,668 | $2.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,320 | 2033-03-10 | No | 4 | A | Direct | |
| 72,316 | 2019-01-04 | 2024-11-04 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock acquired upon the vesting of the final tranche of performance restricted stock units ("PRSUs") granted in March 2020, which were certified on March 1, 2023, time-vested on March 6, 2023 and settled on March 10, 2023.
- Represents 33,440 restricted share units ("RSUs") granted under the Agiliti, Inc. Amended and Restated 2018 Omnibus Incentive Plan, which vest ratably on each of March 10, 2024, March 10, 2025 and March 10, 2026, subject to the reporting person remaining in continuous employment with the issuer on the vesting date.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.16, inclusive. The reporting person undertakes to provide to Agiliti, Inc., any security holder of Agiliti, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reporting person received 100,320 options under the Agiliti, Inc. Amended and Restated 2018 Omnibus Incentive Plan. The options vest ratably on each of March 10, 2024, March 10, 2025 and March 10, 2026, subject to the reporting person remaining in continuous employment with the issuer on the vesting date.
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