Filing Details

Accession Number:
0001181431-11-037011
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-16 18:12:04
Reporting Period:
2011-06-14
Filing Date:
2011-06-16
Accepted Time:
2011-06-16 17:12:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
928054 Flotek Industries Inc FTK Miscellaneous Chemical Products (2890) 900023731
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1434793 A Steven Reeves 2930 W. Sam Houston Pkwy. N Ste. 300
Houston TX 77043
Exec. Vp & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-06-14 14,000 $8.28 396,287 No 4 S Direct
Common Stock Acquisiton 2011-06-15 40,742 $2.51 437,029 No 4 X Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 X Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2011-06-15 40,742 $2.51 40,742 $2.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
272,494 2010-02-16 2015-02-15 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,868 Indirect Flotek 401K
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Stock $13.81 2008-03-13 2013-03-12 15,348 15,348 Direct
Common Stock Common Stock $22.75 2009-03-28 2014-03-27 8,680 24,028 Direct
Common Stock Common Stock $22.75 2009-08-09 2014-08-08 7,724 31,752 Direct
Common Stock Common Stock $2.51 2010-02-16 2015-02-15 81,484 113,236 Direct
Common Stock Common Stock $9.19 2012-04-08 2017-04-07 200,000 313,236 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-03-12 15,348 15,348 Direct
2014-03-27 8,680 24,028 Direct
2014-08-08 7,724 31,752 Direct
2015-02-15 81,484 113,236 Direct
2017-04-07 200,000 313,236 Direct
Footnotes
  1. The reporting person acquired shares of Flotek Common Stock under the Flotek 401K Plan. The information in this report is based on a plan statement dated March 31, 2011.