Filing Details
- Accession Number:
- 0001181431-11-037011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-16 18:12:04
- Reporting Period:
- 2011-06-14
- Filing Date:
- 2011-06-16
- Accepted Time:
- 2011-06-16 17:12:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434793 | A Steven Reeves | 2930 W. Sam Houston Pkwy. N Ste. 300 Houston TX 77043 | Exec. Vp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-06-14 | 14,000 | $8.28 | 396,287 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-06-15 | 40,742 | $2.51 | 437,029 | No | 4 | X | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | X | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2011-06-15 | 40,742 | $2.51 | 40,742 | $2.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 272,494 | 2010-02-16 | 2015-02-15 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 18,868 | Indirect | Flotek 401K |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | $13.81 | 2008-03-13 | 2013-03-12 | 15,348 | 15,348 | Direct |
| Common Stock | Common Stock | $22.75 | 2009-03-28 | 2014-03-27 | 8,680 | 24,028 | Direct |
| Common Stock | Common Stock | $22.75 | 2009-08-09 | 2014-08-08 | 7,724 | 31,752 | Direct |
| Common Stock | Common Stock | $2.51 | 2010-02-16 | 2015-02-15 | 81,484 | 113,236 | Direct |
| Common Stock | Common Stock | $9.19 | 2012-04-08 | 2017-04-07 | 200,000 | 313,236 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2013-03-12 | 15,348 | 15,348 | Direct |
| 2014-03-27 | 8,680 | 24,028 | Direct |
| 2014-08-08 | 7,724 | 31,752 | Direct |
| 2015-02-15 | 81,484 | 113,236 | Direct |
| 2017-04-07 | 200,000 | 313,236 | Direct |
Footnotes
- The reporting person acquired shares of Flotek Common Stock under the Flotek 401K Plan. The information in this report is based on a plan statement dated March 31, 2011.
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