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Home > Insider Trading > Filing (0001094792-23-000004)

Filing Details

Accession Number:: 0001094792-23-000004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-03-14 16:08:55
Reporting Period:: 2023-03-10

Accepted Time:: 2023-03-14 16:08:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1505155	Upland Software Inc.	UPLD	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1094792	T John Mcdonald	401 Congress Ave., Ste 1850 Austin TX 78701	Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-03-10	10,000	$4.80	253,738	No	4	P	Indirect	By National Financial Services as Cust FBO J. McDonald RRA
Common Stock	Acquisiton	2023-03-13	10,000	$4.75	263,738	No	4	P	Indirect	By National Financial Services as Cust FBO J. McDonald RRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By National Financial Services as Cust FBO J. McDonald RRA
No	4	P	Indirect	By National Financial Services as Cust FBO J. McDonald RRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,679,402	Direct

Footnotes

Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.