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Filing Details

Accession Number:: 0000899243-23-008351
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-03-14 14:00:08
Reporting Period:: 2023-03-10

Accepted Time:: 2023-03-14 14:00:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1713952	Vivint Smart Home Inc.	VVNT	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1443881	L.p. Vi Partners Capital Blackstone	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1555905	L.p. Vi Partnership Investment Family Blackstone	C/O The Blackstone Group Inc. 354 Park Avenue New York NY 10154	No	No	Yes	No
1556083	L.l.c. Vi Bma	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1556088	L.l.c. Gp Side-By-Side Vi Bcp	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1556089	L.l.c. Vi Associates Management Blackstone	C/O Blackstone Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1562390	313 Acquisition Llc	C/O Blackstone Inc. 345 Park Ave. New York NY 10154	No	No	Yes	No
1796881	Bcp Voyager Holdings Lp	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2023-03-10	89,889,464	$12.00	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2023-03-10	9,995,784	$12.00	No	4	S	Indirect	See Footnotes
Class A Common Stock	Disposition	2023-03-10	4,216	$12.00	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

The Issuer was acquired by NRG Energy, Inc. ("NRG") pursuant to an Agreement and Plan of Merger dated as of December 6, 2022, pursuant to which each share of Class A Common Stock (other than shares held by the Issuer, NRG or any of their respective wholly-owned subsidiaries and shares owned by stockholders who have properly made and not withdrawn or lost a demand for appraisal rights) was converted into the right to receive $12.00 in cash.
Reflects securities held directly by 313 Acquisition LLC. 313 Acquisition LLC is managed by a board of managers and Blackstone Capital Partners VI L.P., as managing member.
Reflects securities held directly by BCP Voyager Holdings LP.
Reflects securities held directly by Blackstone Family Investment Partnership VI L.P.
Blackstone Management Associates VI L.L.C. is the general partner of Blackstone Capital Partners VI L.P. and BCP Voyager Holdings LP. BMA VI L.L.C. is the sole member of Blackstone Management Associates VI L.L.C. BCP VI Side-by-Side GP L.L.C. is the general partner of Blackstone Family Investment Partnership VI L.P. Blackstone Holdings III L.P. is the managing member of BMA VI L.L.C. and the sole member of BCP VI Side-by-Side GP L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P. The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is Blackstone Inc. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.