Filing Details
- Accession Number:
- 0001209191-23-018351
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-14 11:19:02
- Reporting Period:
- 2023-03-13
- Accepted Time:
- 2023-03-14 11:19:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203674 | J Ronald Kruszewski | 501 North Broadway St. Louis MO 63102 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-03-13 | 2,500 | $55.00 | 1,377,326 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-03-14 | 7,500 | $57.00 | 1,384,826 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2023-03-14 | 174 | $58.38 | 1,385,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 158,626 | 158,626 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
158,626 | 158,626 | Direct |
Footnotes
- Units vest in 20% increments over a five year period.
- No expiration date for these Units.