Filing Details

Accession Number:
0001209191-23-018347
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-14 11:00:33
Reporting Period:
2023-03-13
Accepted Time:
2023-03-14 11:00:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
898171 Uwharrie Capital Corp NONE State Commercial Banks (6022) 561814206
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1963645 David Aaron Bates Po Box 338
Albemarle NC 28001-0338
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-03-13 635 $7.85 635 No 4 P Direct
Common Stock Acquisiton 2023-03-13 5 $7.50 640 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Held by Cede & Co., Depository for Simple IRA FBO Aaron D. Bates Pershing LLC As Custodian