Filing Details
- Accession Number:
- 0001104659-23-031954
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-13 21:57:43
- Reporting Period:
- 2023-03-09
- Accepted Time:
- 2023-03-13 21:57:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1860663 | Monterey Innovation Acquisition Corp | MTRY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1423905 | Jonas Grossman | C/O Monterey Innovation Acquisition Corp. 17 State Street, 21St Floor New York NY 10004 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-03-09 | 13,125 | $0.01 | 624,375 | No | 4 | S | Indirect | By Chardan Monterey Investments LLC |
Common Stock | Acquisiton | 2023-03-09 | 478,125 | $0.01 | 1,102,500 | No | 4 | P | Indirect | By Chardan Monterey Investments LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Chardan Monterey Investments LLC |
No | 4 | P | Indirect | By Chardan Monterey Investments LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,000 | Direct |
Footnotes
- Represents shares of common stock transferred from Chardan Monterey Investments LLC ("Chardan") to certain affiliates of Chardan for a price per share of $0.006, pursuant to Share Transfer Agreements dated March 9, 2023.
- The shares are held directly by Chardan. The Reporting Person is the managing member of Chardan. Accordingly, the Reporting Person has voting and dispositive power over the shares held by Chardan and may be deemed to beneficially own such shares. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- Represents shares of common stock transferred from NorthStar Bio Ventures, LLC ("NorthStar") to Chardan for a price per share of $0.006, pursuant to a Share Transfer Agreement dated March 9, 2023.