Filing Details
- Accession Number:
- 0001209191-11-034217
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-13 12:57:33
- Reporting Period:
- 2011-06-10
- Filing Date:
- 2011-06-13
- Accepted Time:
- 2011-06-13 11:57:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187511 | Gary Robert Sarver | C/O Western Alliance Bancorporation One E Washington Street Phoenix AZ 85004 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-10 | 2,150 | $0.00 | 2,631,285 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2011-06-10 | 10,000 | $6.56 | 40,000 | No | 5 | P | Indirect | By Robert G. Sarver Trust dtd 09/29/1997 |
Common Stock | Acquisiton | 2011-06-10 | 10,000 | $6.56 | 199,758 | No | 5 | P | Indirect | By Sarver Family Trust Dated 09/29/1997 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | A | Direct | |
No | 5 | P | Indirect | By Robert G. Sarver Trust dtd 09/29/1997 |
No | 5 | P | Indirect | By Sarver Family Trust Dated 09/29/1997 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,094 | Indirect | By 401(k) Plan |
Common Stock | 30,000 | Indirect | By Spouse |
Common Stock | 16,022 | Indirect | By SF III Ltd Partnership |
Common Stock | 33,105 | Indirect | By Vulture II Corporation |
Footnotes
- These shares are issuable in respect of common stock that represent a portion of the reporting person's salary, net of withholdings and deductions, that fully vest on the date of the grant. Once vested the common stock will become transferrable to the reporting person on a pro rata basis as the Company repays TARP Funds, in increments of no less than 25%. TARP Funds include any funds received pursuant to the United States Government's Troubled Asset Relief Program.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.