Filing Details

Accession Number:
0000920112-23-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-13 17:00:13
Reporting Period:
2023-03-09
Accepted Time:
2023-03-13 17:00:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1791732 B Robert Engel 700 Locust Street, 4Th Floor
Dubuque IA 52001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Depositary Shares Acquisiton 2023-03-09 4,002 $25.25 17,002 No 4 P Direct
Depositary Shares Acquisiton 2023-03-10 1,707 $24.95 18,709 No 4 P Direct
Depositary Shares Acquisiton 2023-03-13 4,291 $23.59 23,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 13,389 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.14 to $25.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote
  2. Depositary Shares, Each Representing a 1/400th Interest in a Share of 7.00% Fixed-Rate Reset NonCumulative Perpetual Preferred Stock, Series E, par value $1.00 per share
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $24.95 to $24.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote
  4. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.4967 to $24.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote