Filing Details
- Accession Number:
- 0001209191-11-034211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-13 12:37:11
- Reporting Period:
- 2011-06-10
- Filing Date:
- 2011-06-13
- Accepted Time:
- 2011-06-13 11:37:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398948 | Kenneth Vecchione | C/O Western Alliance Bancorporation One E Washington Street Phoenix AZ 85004 | President & Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-06-10 | 15,000 | $6.60 | 190,127 | No | 5 | P | Direct | |
Common Stock | Acquisiton | 2011-06-10 | 1,871 | $0.00 | 191,998 | No | 5 | A | Direct | |
Common Stock | Acquisiton | 2011-06-10 | 81 | $0.00 | 303 | No | 5 | A | Indirect | By 401(k) Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct | |
No | 5 | A | Direct | |
No | 5 | A | Indirect | By 401(k) Plan |
Footnotes
- These shares are issuable in respect of common stock that represent a portion of the reporting person's salary, net of withholdings and deductions, that fully vest on the date of the grant. Once vested the common stock will become transferrable to the reporting person on a pro rata basis as the Company repays TARP Funds, in increments of no less than 25%. TARP Funds include any funds received pursuant to the United States Government's Troubled Asset Relief Program.
- Reflects current shares held in the 401(k) Plan to include Employer match.