Filing Details
- Accession Number:
- 0001828318-23-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-10 21:47:25
- Reporting Period:
- 2022-08-15
- Accepted Time:
- 2023-03-10 21:47:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1828318 | Enovix Corp | ENVX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183967 | J Thurman Rodgers | C/O Enovix Corporation 3501 W. Warren Avenue Fremont CA 94538 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-08-15 | 4,217 | $0.00 | 9,057 | No | 4 | G | Direct | |
Common Stock | Disposition | 2022-12-20 | 4,528 | $0.00 | 4,529 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2023-03-10 | 65,134 | $9.56 | 465,134 | No | 4 | P | Indirect | Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | G | Direct | |
No | 4 | P | Indirect | Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,870,297 | Indirect | Trust |
Footnotes
- On August 15, 2022, the Reporting Person transferred 4,217 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.
- On December 20, 2022, the Reporting Person transferred 4,528 shares to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.
- Includes 4,529 shares issuable upon the settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $9.20 to $10.03, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares are held by the Rodgers Family Freedom and Free Markets Charitable Trust for which the Reporting Person is a trustee and has voting and dispositive power over the shares.
- On August 15, 2022 and December 20, 2022, the Reporting Person transferred 4,217 and 4,528 shares, respectively, to the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares. Additionally, the Form 4 filed by the Reporting Person on December 14, 2022 inadvertently over-reported the number of shares gifted by the Rodgers Massey Revocable Living Trust dtd 4/4/11 by 15,000 shares. This Form 4 correctly increases the total amount of shares indirectly owned by the Reporting Person by such 15,000 shares.
- The shares are held by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the Reporting Person is a trustee and has voting and dispositive power over the shares.