Filing Details
- Accession Number:
- 0001209191-23-018046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-10 21:00:26
- Reporting Period:
- 2023-03-09
- Accepted Time:
- 2023-03-10 21:00:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1630627 | Treace Medical Concepts Inc. | TMCI | Surgical & Medical Instruments & Apparatus (3841) | 471052611 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1856380 | T. John Treace | C/O Treace Medical Concepts, Inc. 100 Palmetto Park Place Ponte Vedra FL 32081 | Chief Executive Offer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-03-09 | 2,075 | $24.41 | 5,539,380 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2023-03-10 | 82,475 | $0.00 | 5,621,855 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Stock Option (Right To Buy) | Stock Option (Right to Buy) | Acquisiton | 2023-03-10 | 186,900 | $0.00 | 186,900 | $24.07 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
186,900 | 2033-03-10 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,605,000 | Indirect | By Spouse |
Common Stock | 1,471,250 | Indirect | By Spouse as cotrustee of a trust dated Sept 30, 2020 |
Common Stock | 1,839,063 | Indirect | As Trustee of a trust dated Sept 25, 2020 |
Common Stock | 408,816 | Indirect | As Co-Trustee of a trust dated July 29, 2021 |
Footnotes
- The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with thevesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does notrepresent a discretionary transaction by the Reporting Person.
- Includes 25,406 restricted stock units.
- Represents restricted stock units ("RSUs") for which the Reporting Person is entitled to receive one (1) share of issuer's Common Stock for eachRSU upon vesting. The RSUs vest in equal annual installments over 4 years, commencing on March 10, 2024 with the last installment on March10, 2027; subject to Reporting Person's providing continued service to Issuer through each vesting date.
- Includes 107,881 RSUs.
- The Reporting Person disclaims beneficial ownership of shares held by his wife directly or in trusts for which his wife serves as trustee or co-trustee.
- The Reporting Person disclaims beneficial ownership of shares held in trust for which he serves as Trustee or Co-Trustee.
- The stock option will vest in equal annual installments over 4 years, commencing on March 10, 2024 with the last installment on March 10, 2027;subject to Reporting Person's providing continued service to Issuer through each vesting date.