Filing Details
- Accession Number:
- 0001360757-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-10 22:44:37
- Reporting Period:
- 2011-06-08
- Filing Date:
- 2011-06-10
- Accepted Time:
- 2011-06-10 21:44:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009759 | Capstone Turbine Corp | CPST | Engines & Turbines (3510) | 954180883 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388926 | D James Crouse | 21211 Nordhoff Street Chatsworth CA 91311 | Evp Sales And Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-08 | 15,000 | $0.00 | 162,947 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-06-09 | 1,609 | $1.68 | 161,338 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-06-08 | 75,000 | $0.00 | 75,000 | $1.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | 2012-06-08 | 2021-06-08 | No | 4 | A | Direct |
Footnotes
- The shares were withheld pursuant to the prior authorization of the Reporting Person to cover the tax liability resulting from the vesting of restricted stock units.
- 25% of the option vests on this date; and 1/48th of the shares subject to the option vest monthly thereafter.
Billionaire Hedge Funds
