Filing Details
- Accession Number:
- 0001437749-23-006146
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-10 14:19:18
- Reporting Period:
- 2023-03-08
- Accepted Time:
- 2023-03-10 14:19:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1901637 | Uscb Financial Holdings Inc. | USCB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1732866 | Howard Feinglass | 745 Fifth Avenue, Suite 1702 New York NY 10151 | Yes | No | Yes | No | |
1874961 | Priam Capital Fund Ii, L.p. | C/O Uscb Financial Holdings, Inc. 2301 N.w. 87Th Avenue Miami FL 33172 | No | No | Yes | No | |
1875134 | Priam Capital Associates Ii Llc | 745 Fifth Avenue, Suite 1702 New York NY 10151 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Voting Common Stock | Acquisiton | 2023-03-08 | 6,314 | $0.00 | 6,314 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Voting Common Stock | 4,485,909 | Indirect | By Priam Capital Fund II, LP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Voting Common Stock | Option to Purchase Class A Voting Stock | $7.50 | 2016-03-01 | 7,500 | 7,500 | Direct | |
Class A Voting Common Stock | Option to Purchase Class A Voting Stock | $11.35 | 2019-09-23 | 4,000 | 4,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
7,500 | 7,500 | Direct | |
4,000 | 4,000 | Direct |
Footnotes
- Represents the grant of 6,314 shares of restricted stock which vest on December 31, 2023.
- Priam Capital Fund II, L.P. ("Priam Capital II") directly holds 4,485,909 shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.
- The option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) 10 years after its date of grant or (b) three months after the date Mr. Feinglass ceases to serve as a non-employee director of the Issuer.