Filing Details

Accession Number:
0001437749-23-006146
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-03-10 14:19:18
Reporting Period:
2023-03-08
Accepted Time:
2023-03-10 14:19:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1901637 Uscb Financial Holdings Inc. USCB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1732866 Howard Feinglass
745 Fifth Avenue, Suite 1702
New York NY 10151
Yes No Yes No
1874961 Priam Capital Fund Ii, L.p. C/O Uscb Financial Holdings, Inc.
2301 N.w. 87Th Avenue
Miami FL 33172
No No Yes No
1875134 Priam Capital Associates Ii Llc
745 Fifth Avenue, Suite 1702
New York NY 10151
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Voting Common Stock Acquisiton 2023-03-08 6,314 $0.00 6,314 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Voting Common Stock 4,485,909 Indirect By Priam Capital Fund II, LP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Voting Common Stock Option to Purchase Class A Voting Stock $7.50 2016-03-01 7,500 7,500 Direct
Class A Voting Common Stock Option to Purchase Class A Voting Stock $11.35 2019-09-23 4,000 4,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
7,500 7,500 Direct
4,000 4,000 Direct
Footnotes
  1. Represents the grant of 6,314 shares of restricted stock which vest on December 31, 2023.
  2. Priam Capital Fund II, L.P. ("Priam Capital II") directly holds 4,485,909 shares of the Issuer's Class A Voting Common Stock. Priam Capital Associates II LLC ("Priam Capital Associates") is the general partner of Priam Capital II. Howard P. Feinglass is the managing member of Priam Capital Associates. By virtue of such relationships, Priam Capital Associates and Mr. Feinglass may be deemed to have voting and dispositive power over securities held by Priam Capital II and, as a result, may be deemed to have beneficial ownership of such securities. Priam Capital Associates and Mr. Feinglass disclaim beneficial ownership of the reported securities, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that they are beneficial owners of such securities for the purposes of Section 16.
  3. The option to purchase Class A Voting Common Stock remains exercisable until the earlier of (a) 10 years after its date of grant or (b) three months after the date Mr. Feinglass ceases to serve as a non-employee director of the Issuer.