Filing Details
- Accession Number:
- 0001567619-23-004772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-09 21:15:29
- Reporting Period:
- 2023-02-08
- Accepted Time:
- 2023-03-09 21:15:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1200375 | Codexis Inc. | CDXS | Industrial Organic Chemicals (2860) | 710872999 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1389147 | George Stephen Dilly | C/O Codexis, Inc. 200 Penobscot Drive Redwood City CA 94063 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-02-08 | 289,000 | $0.00 | 435,474 | No | 4 | A | Direct | |
Common Stock | Disposition | 2023-03-07 | 28,088 | $4.60 | 407,386 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-03-08 | 26,987 | $4.56 | 380,399 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.
- The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.
- Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.