Home > Insider Trading > Filing (0001567619-23-004771)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1200375	Codexis Inc.	CDXS	Industrial Organic Chemicals (2860)	710872999

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1927090	Nell Margaret Fitzgerald	C/O Codexis, Inc. 200 Penobscot Drive Redwood City CA 94063	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-02-08	77,272	$0.00	85,272	No	4	A	Direct
Common Stock	Disposition	2023-03-07	8,000	$4.60	77,272	No	4	S	Direct
Common Stock	Disposition	2023-03-08	7,686	$4.56	69,586	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.
The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.
Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.