Filing Details
- Accession Number:
- 0001104659-23-030631
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-09 16:45:42
- Reporting Period:
- 2023-03-07
- Accepted Time:
- 2023-03-09 16:45:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1282631 | Netlist Inc | NLST | Semiconductors & Related Devices (3674) | 954812784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422990 | M Gail Sasaki | 111 Academy, Suite 100 Irvine CA 92617 | Vice President And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-03-07 | 3,875 | $2.88 | 432,220 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2023-03-07 | 28,854 | $3.00 | 403,366 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. The "sell to cover" transactions were effected pursuant to a Rule 10b5-1 trading plan.
- This transaction was effected pursuant to a Rule 10b5-1 Plan.
Billionaire Hedge Funds
