Filing Details
- Accession Number:
- 0001407623-23-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-03-09 16:31:24
- Reporting Period:
- 2023-03-07
- Accepted Time:
- 2023-03-09 16:31:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1407623 | Retail Opportunity Investments Corp | ROIC | Retail-Department Stores (5311) | OH |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1053473 | H Laura Pomerantz | C/O Retail Opportunity Investments Corp. 11250 El Camino Real, Suite 200 San Diego CA 92130 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2023-03-07 | 10,800 | $13.78 | 55,557 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Billionaire Hedge Funds
